Unclaimed
John Thomas Procak is a financial professional with over 10 years of experience in the industry. John is currently registered with Vanguard Marketing Corp. in Pennsylvania. John previously held positions at J.P. MORGAN SECURITIES LLC in Delaware and AMERICAN GENERAL EQUITY SERVICES CORPORATION in Texas. John holds Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/08/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
DE
06/03/2014 - 08/28/2015
J.P. MORGAN SECURITIES LLC (NEWARK DE)
TX
09/12/2007 - 08/13/2008
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
BC
Issued 08/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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