Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Pitts is a financial professional with over 29 years of experience in the industry. John has a strong track record of success in providing investment advice and financial planning services to individuals, families, businesses, and institutions. John is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held positions with Sterne, Agee & Leach, Inc., Raymond James & Associates, Inc., SunTrust Capital Markets, Inc., and NBC Capital Markets Group, Inc. John holds a Series 63, Series 7, and SIE license. John is a dedicated financial professional with a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
06/20/2011 - 06/05/2015
STERNE, AGEE & LEACH, INC. (MEMPHIS TN)
TN
11/01/2006 - 05/27/2011
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
02/22/2005 - 11/09/2006
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
TN
04/08/1993 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 06/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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