Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Parker is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the financial services industry since August 1982, with previous roles at CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. John is licensed to provide investment advice in Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Iowa, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Tennessee, Texas, and Virginia. John holds the Series 6, 7, 26, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/18/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
07/31/1993 - 02/28/2008
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
09/07/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
08/31/1982 - 10/09/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Parker is the right advisor for you? Invested Better is here to help.
