Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Nealon is a financial advisor who has been in the industry since 1987. John is currently registered with Cantor Fitzgerald & Co., and has been with the firm since April 2006. Prior to Cantor Fitzgerald & Co., John was employed by several other firms, including Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Dresdner Kleinwort Wasserstein Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Rauscher Pierce Refsnes, Inc., Drexel Burnham Lambert Government Securities Inc., and Drexel Burnham Lambert Incorporated. John is licensed to sell securities in 23 states, including Texas, California, and New York. John has a broad range of experience in the financial services industry, and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/28/2006 - Present
Cantor Fitzgerald & Co. (DALLAS TX)
NY
05/23/2003 - 05/03/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/21/2002 - 05/16/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/30/2001 - 03/21/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NJ
03/25/1991 - 10/23/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
TX
04/19/1990 - 03/28/1991
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
07/25/1987 - 03/12/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
05/21/1986 - 03/12/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/21/1986 - 09/08/1986
J.P. MORGAN SECURITIES INC.
BC
Issued 02/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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