Unclaimed
John Thomas Nawrocki is a financial professional with over 3 years of experience in the industry. He is currently registered with Mesirow Financial, Inc. in Illinois and Colorado. John is also a registered Municipal Advisor Representative and holds the Series 50, Series 52, and SIE exams. John's background includes experience at Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/17/2019 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
01/25/2019 - 09/13/2019
OPPENHEIMER & CO. INC. (CHICAGO IL)
BC
Issued 10/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2018
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Nawrocki is the right advisor for you? Invested Better is here to help.