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John Thomas Mougey

Newedge Advisors

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About John Thomas Mougey

John Mougey is a financial advisor who has been in the industry since July 20, 1983. John is currently registered with Newedge Advisors, LLC in Louisiana and Texas. John has previously worked with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and WELLS FARGO ADVISORS, LLC in Louisiana. John has a variety of licenses and certifications, including Series 3, 7, 9, 10, 63, and 66. John specializes in providing financial advice to individuals, businesses, and institutions. John offers a variety of financial services, including financial planning, portfolio management, and pension consulting.

Firm Information

John Mougey is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Mougey’s Registration & Firm History

LA

03/23/2024 - Present

Newedge Advisors (Hammond LA)

LA

12/09/2011 - 04/01/2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HAMMOND LA)

LA

01/01/2008 - 12/09/2011

WELLS FARGO ADVISORS, LLC (HAMMOND LA)

LA

07/21/1983 - 01/03/2008

A. G. EDWARDS & SONS, INC. (HAMMOND LA)

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Licenses & Designations

BOTH

Issued 07/13/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/16/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/26/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1987

Series 3 - National Commodity Futures Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Thomas Mougey. Review regulatory record here.
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