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John Thomas Mills

Mariner Independent

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About John Thomas Mills

John Mills is a registered representative of Mariner Independent and has been in the industry since December 14, 2005. John's expertise includes financial planning, pension consulting, and portfolio management for individuals and businesses. John is also a registered investment advisor representative and is currently registered in 17 states.

Firm Information

John Mills is currently registered with Mariner Independent. Mariner Independent is an independent investment advisor based in Overland Park, KS. The firm manages over $8 billion in assets for a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Mariner Independent provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. The firm has over 180 investment adviser representatives and 140 licensed agents.
Mariner Independent

5700 W 112TH STREET

OVERLAND PARK, KS 66211

$8.15B

Assets Under Management

128

Total Clients

115

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Mills’s Registration & Firm History

CA

01/01/2025 - Present

Mariner Independent (Napa CA)

CA

01/02/2009 - 09/08/2009

ASSOCIATED SECURITIES CORP. (NAPA CA)

CA

02/28/2007 - 12/02/2008

FSC SECURITIES CORPORATION (NAPA CA)

CA

11/18/2005 - 02/01/2007

FSC SECURITIES CORPORATION (NAPA CA)

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Licenses & Designations

BOTH

Issued 09/20/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas Mills.
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