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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Metcalfe is a financial advisor at UBS Financial Services Inc. in Pepper Pike, OH. John Thomas Metcalfe has over 40 years of experience in the financial services industry. John Thomas Metcalfe is registered with the Securities and Exchange Commission (SEC) and has Series 63, 66 and 7 licenses. John Thomas Metcalfe also holds a Series SIE license. John Thomas Metcalfe is registered to provide investment advice in numerous states. John Thomas Metcalfe previously worked at McDonald Investments Inc. in Cleveland, OH. John Thomas Metcalfe also worked at Kidder, Peabody & Co. Incorporated. John Thomas Metcalfe has a bachelor's degree in finance from the University of Akron. John Thomas Metcalfe is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
10/17/2022 - Present
UBS Financial Services Inc. (PEPPER PIKE OH)
OH
09/02/1988 - 02/09/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NA
01/26/1984 - 09/19/1988
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 04/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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