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John Thomas McSharry

Lazard Asset Management Securities LLC

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About John Thomas McSharry

John Thomas McSharry is a financial advisor with over 30 years of experience in the industry. John is currently registered with Lazard Asset Management Securities LLC. John previously held positions at Lazard Freres & Co. LLC, PRUCO Securities Corporation, Prudential Securities Incorporated, and Prudential Investment Management Services LLC. John holds the Series 6, 7, 31 and SIE securities licenses. John is registered in all 50 states.

Firm Information

John McSharry is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John McSharry’s Registration & Firm History

NY

04/01/2004 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

08/16/2002 - 04/01/2004

LAZARD FRERES & CO. LLC (NEW YORK NY)

NJ

03/12/2001 - 05/31/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

03/10/2001 - 05/31/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

12/02/1999 - 05/31/2002

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

01/01/1997 - 12/31/1997

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

01/01/1996 - 01/01/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

10/28/1988 - 09/25/1995

PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 01/27/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 09/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/26/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas McSharry.
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