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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas McCauley is a financial advisor with Victory Capital Management Inc. John has been in the industry since 1998 and has a broad range of experience in the financial industry. John is registered in 11 states and has a variety of credentials including the Series 63, 65, 7, 31, and SIE licenses. John is also a General Securities Principal. John provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. He also provides selection of other advisors and model portfolio services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
06/17/2004 - Present
Victory Capital Management Inc. (CLEVELAND OH)
OH
03/02/2006 - 07/26/2007
FUNDS DISTRIBUTOR, INC. (CLEVELAND OH)
ME
12/10/2001 - 09/30/2003
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
02/20/1998 - 11/07/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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