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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCaffery has been in the financial services industry since 1993 and currently works with Raymond James & Associates, Inc.. John has been registered with the state of Pennsylvania since 2009 and has been working with Raymond James since 2009. Previously, John worked at Morgan Stanley. John offers financial planning services to individuals and businesses and is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/23/2021 - Present
Raymond James & Associates, Inc. (Doylestown PA)
PA
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (JENKINTOWN PA)
PA
09/26/1995 - 04/02/2007
MORGAN STANLEY DW INC. (JENKINTOWN PA)
NY
08/26/1993 - 10/09/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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