Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Lee is a registered representative with Bofa Securities, Inc. John has been in the securities industry since February 9, 1996. John is currently registered with FINRA and is an active advisor in the state of New York. John was previously employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John holds the following licenses and certifications: Series 7, Series 99, Series 63 and SIE. John has passed 3 product exams and 1 state exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/18/2012 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/29/1992 - 03/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2012
Series 99 - Operations Professional Examination
BC
Issued 10/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Lee is the right advisor for you? Invested Better is here to help.
