Unclaimed
John Thomas Lamping is a financial advisor with over 30 years of experience in the industry. John has a wide range of experience, having worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Coast Asset Securities Corporation, A. G. Edwards & Sons, Inc., and Wells Fargo Clearing Services, LLC. Currently, John is a registered representative with Wells Fargo Advisors Financial Network, LLC, working in the firm's Chesterfield, MO office. He holds several licenses including Series 3, 7, 9, 10, 30, 63, and 66. John is experienced in providing investment consulting services to institutional clients, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/01/2023 - Present
Wells Fargo Advisors Financial Network, LLC (AUGUSTA MO)
MO
01/01/2008 - 06/01/2023
WELLS FARGO CLEARING SERVICES, LLC (CLAYTON MO)
MO
01/26/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CLAYTON MO)
CA
08/23/1996 - 02/04/1998
COAST ASSET SECURITIES CORPORATION (SANTA MONICA CA)
NY
03/22/1991 - 03/01/1995
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
NY
10/25/1989 - 03/01/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/1997
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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