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John Thomas Lamendola

Nomura Securities International, Inc.

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About John Thomas Lamendola

John Lamendola is a financial professional with over 20 years of experience in the securities industry. John has a broad range of experience, having worked at several prominent firms, including Deutsche Bank Securities Inc., UBS Securities LLC, UBS Financial Services Inc., and Quest Capital Strategies, Inc. John is currently registered with Nomura Securities International, Inc. and holds the Series 63, Series 7, and SIE licenses. John is dedicated to providing clients with comprehensive and personalized financial guidance.

Firm Information

John Lamendola is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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John Lamendola’s Registration & Firm History

NY

08/30/2011 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

03/14/2006 - 08/30/2011

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/24/2003 - 03/29/2006

UBS SECURITIES LLC (NEW YORK NY)

NJ

04/09/2001 - 08/08/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CA

11/03/2000 - 05/14/2001

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

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Licenses & Designations

BC

Issued 04/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Thomas Lamendola.
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