Unclaimed
John Thomas Kraft has been in the financial services industry since August 1996. John is currently registered as an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. in Medina, Ohio. Prior to this, John was registered with a number of other firms including J.P. Morgan Securities LLC, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, LINSCO/PRIVATE LEDGER CORP., SOUTHTRUST SECURITIES, INC., LIBERTY SECURITIES CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., and DEAN WITTER REYNOLDS INC. John holds licenses for Series 63, Series 65, Series 7, Series 24, Series 31, and SIE exams. John is also a registered Investment Advisor in Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
04/11/2017 - Present
Raymond James Financial Services Advisors, Inc. (MEDINA OH)
OH
10/01/2012 - 11/26/2012
J.P. MORGAN SECURITIES LLC (AKRON OH)
OH
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AKRON OH)
IL
05/16/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
SC
06/29/2001 - 05/12/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AL
01/19/2000 - 07/10/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
02/11/2000 - 05/02/2001
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
11/14/1997 - 01/20/2000
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
08/20/1996 - 11/10/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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