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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Johnson is a financial advisor with Ameriprise Financial Services, LLC. John has over 25 years of experience in the financial services industry, focusing on providing financial planning, asset allocation services, and portfolio management for individuals, businesses, and institutions. John has a deep understanding of the financial markets and a commitment to providing personalized service to each of his clients. He is a registered representative and investment advisor representative and holds the Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/30/2023 - Present
Ameriprise Financial Services, LLC (RALEIGH NC)
NC
01/28/2005 - 11/26/2010
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
MO
07/01/2003 - 01/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/10/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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