Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hopper is a financial advisor currently registered with Principal Securities, Inc. John has been in the industry since 1970. John is a Chartered Financial Consultant and holds Series 63, Series 65, Series 7TO, Series 1, and Series 24 licenses. In addition to Principal Securities, Inc., John was previously registered with The O.N. Equity Sales Company, Washington Square Securities, Inc., The Lincoln National Life Insurance Company, Integrated Resources Equity Corporation, Lincoln Financial Advisors Corporation, Lincoln National Pension Insurance Company, Connecticut Mutual Financial Services, Inc., and Metropolitan Life Insurance Company. John provides financial planning, pension consulting, educational seminars, and portfolio management for individuals. John has worked with 1153 clients and has approximately 12105712948 USD of assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
10/18/2023 - Present
Principal Securities, Inc. (Raleigh NC)
NC
12/01/2003 - 10/17/2023
THE O.N. EQUITY SALES COMPANY (RALEIGH NC)
CT
08/31/1989 - 12/03/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IN
11/01/1985 - 01/12/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
03/08/1989 - 08/30/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IN
11/04/1985 - 04/04/1989
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NA
11/04/1985 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
09/20/1978 - 11/18/1985
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
07/22/1970 - 09/17/1978
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 12/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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