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John Thomas Holcombe

Cambridge Investment Research Advisors, Inc.

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About John Thomas Holcombe

John Thomas Holcombe is a financial advisor at Cambridge Investment Research Advisors, Inc. John has been in the financial services industry since December 2004 and has a diverse background with previous employment at TRICOR FINANCIAL, LLC, HORNOR, TOWNSEND & KENT, INC., WELLS FARGO ADVISORS, LLC, MORGAN STANLEY SMITH BARNEY, COLONIAL BROKERAGE, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John is a registered representative in Nevada, California, New Mexico, Oregon and South Carolina. John specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations.

Firm Information

John Holcombe is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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John Holcombe’s Registration & Firm History

NV

12/14/2015 - Present

Cambridge Investment Research Advisors, Inc. (Las Vegas NV)

NV

06/11/2013 - 12/09/2015

TRICOR FINANCIAL, LLC (Las Vegas NV)

NV

04/13/2012 - 05/24/2013

HORNOR, TOWNSEND & KENT, INC. (LAS VEGAS NV)

NV

10/12/2011 - 02/01/2012

WELLS FARGO ADVISORS, LLC (HENDERSON NV)

NV

03/03/2011 - 04/29/2011

MORGAN STANLEY SMITH BARNEY (LAS VEGAS NV)

NV

12/07/2007 - 09/21/2009

COLONIAL BROKERAGE, INC. (HENDERSON NV)

NV

01/15/2004 - 07/27/2006

WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)

NY

03/01/2000 - 09/30/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/05/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Thomas Holcombe. Review regulatory record here.
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