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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Hennessey is a financial advisor with Keystone Capital Markets. John has been in the financial services industry since 2007. John holds FINRA Series 3, 7, 79, and SIE licenses, as well as a Series 63 license. John has a strong background in investment banking, having previously worked at NextGen Capital Markets, LLC and McGladrey Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/01/2023 - Present
Keystone Capital Markets (IRVINE CA)
GA
01/01/2016 - 08/07/2023
NEXTGEN CAPITAL MARKETS, LLC (ATLANTA GA)
MA
06/08/2005 - 01/25/2010
MCGLADREY CAPITAL MARKETS, LLC (BURLINGTON MA)
CA
01/22/2001 - 05/26/2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC. (LAGUNA HILLS CA)
BC
Issued 12/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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