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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Harten is a financial advisor with LPL Financial LLC and has been in the industry since June 1995. John has a wide range of experience in providing financial advice to clients. John has a strong understanding of the investment industry and is committed to providing his clients with the highest quality of service. John holds a variety of licenses and certifications including Series 7, 6, 63, 65, 24, and 26. John is also a registered investment advisor. He is committed to providing clients with comprehensive financial planning services, including retirement planning, college savings, and estate planning. He also offers investment management services. John has a strong reputation in the community and is dedicated to helping his clients achieve their financial goals. He is available to provide financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/12/2021 - Present
LPL Financial LLC (WEST SPRINGFIELD MA)
MA
08/18/1999 - 06/11/2012
MML INVESTORS SERVICES, LLC (WEST SPRINGFIELD MA)
NY
06/27/1995 - 08/27/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 07/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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