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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Halterman is a financial advisor with over 27 years of experience. John is currently registered with Cambridge Investment Research Advisors, Inc. as a Registered Representative and Investment Adviser Representative. John has been with Cambridge Investment Research Advisors, Inc. since May 2014. John has previously worked with SAMMONS SECURITIES COMPANY, LLC, WALNUT STREET SECURITIES, INC., and FRANKLIN FINANCIAL SERVICES CORPORATION. John has a wide range of experience in the financial services industry, including providing financial planning services, portfolio management services, and investment advice to individuals, families, and businesses. John has a strong commitment to providing his clients with personalized financial advice and guidance. John has held a Series 6, Series 63 and Series 65 licenses and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WV
06/02/2014 - Present
Cambridge Investment Research Advisors, Inc. (CLARKSBURG WV)
WV
02/09/2002 - 05/23/2014
SAMMONS SECURITIES COMPANY, LLC (CLARKSBURG WV)
CA
08/20/1996 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
TX
01/03/1995 - 08/20/1996
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 06/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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