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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Gregory is an active investment advisor representative with LPL Financial LLC and Wealth Enhancement Advisory Services, LLC. John has been in the industry since 2000. John has Series 6, 7, 9, 10, 31, 63, and 65 licenses and is registered in 36 states. John also holds a Series 31 license for futures managed funds. John's advisory services include financial planning, educational seminars, and portfolio management. John is currently affiliated with LPL Financial LLC in Charleston, WV.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WV
06/27/2022 - Present
LPL Financial LLC (CHARLESTON WV)
WV
03/13/2009 - 06/29/2022
RBC CAPITAL MARKETS, LLC (CHARLESTON WV)
WV
04/12/2005 - 03/13/2009
FERRIS, BAKER WATTS, LLC (HUNTINGTON WV)
MD
07/28/2000 - 01/03/2002
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
WV
11/04/1996 - 07/25/2000
CITY FINANCIAL CORPORATION (CHARLESTON WV)
IA
Issued 05/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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