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John Thomas Golden

Cetera Investment Advisers LLC

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About John Thomas Golden

John Golden is a financial advisor with Cetera Investment Advisers LLC based in Westbury, New York. John has been in the financial industry since April 20, 1982 and holds various licenses and registrations including Series 6, 7, 24, 26, 51, 63, and 66. John has been a Registered Representative since 1982 and has experience working with a variety of clients including corporations, individuals, high-net-worth individuals, insurance companies, and charitable organizations. Cetera Investment Advisers LLC is a full-service financial firm offering financial planning, investment management, and other wealth management services.

Firm Information

John Golden is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

1400 Old Country Rd Ste 408

Westbury, NY 11590

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Golden’s Registration & Firm History

NY

01/12/2023 - Present

Cetera Investment Advisers LLC (Westbury NY)

NY

04/21/1982 - 06/25/2019

FORESTERS FINANCIAL SERVICES, INC. (WESTBURY NY)

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Licenses & Designations

BOTH

Issued 12/27/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/12/2014

Series 24 - General Securities Principal Examination

BC

Issued 3/28/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 6/20/1986

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 4/20/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Thomas Golden. Review regulatory record here.
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