Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Gay is an investment advisor representative at Stephens. John has been in the securities industry since 1997. John is licensed to provide investment advice in 49 states. John's specializations include, but are not limited to, brokerage, investment management, financial planning, and pension consulting. John is also licensed to provide investment advice to corporations, high-net-worth individuals, and other investment advisors. John is a member of the Stephens team, a firm with over $14 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
11/05/2013 - Present
Stephens (JONESBORO AR)
AR
01/01/2008 - 08/27/2008
WACHOVIA SECURITIES, LLC (JONESBORO AR)
AR
05/19/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (JONESBORO AR)
BOTH
Issued 05/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Gay is the right advisor for you? Invested Better is here to help.
