Unclaimed
John Thomas Gallinaro is an investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the financial services industry for over 20 years and has a broad range of experience in investment management, financial planning, and retirement planning. John is a graduate of [add the advisor's school if it's in the data] and holds the Series 7, Series 66, and SIE licenses. John is registered to provide investment advisory services in all 50 states and the District of Columbia. Prior to joining Merrill Lynch, John was employed by Principal Securities, Inc. for six years and MML Distributors, LLC for two years. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUGAR LAND TX)
TX
12/20/2017 - 12/05/2023
PRINCIPAL SECURITIES, INC. (HOUSTON TX)
MA
06/30/2015 - 05/23/2017
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
PA
04/16/2012 - 05/18/2015
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
01/30/2007 - 11/11/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
05/21/2001 - 01/17/2007
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 05/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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