Unclaimed
John Thomas Fitzpatrick is a registered representative with Nylife Securities LLC. John has been in the industry since October 10, 2012. John holds the Series 6, Series 63, and SIE licenses. John is registered in 10 states, including Arizona, California, Colorado, District of Columbia, Illinois, Iowa, Michigan, Minnesota, Nebraska and Wisconsin. John works in the Waterloo, IA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
10/11/2012 - Present
Nylife Securities LLC (WATERLOO IA)
BC
Issued 11/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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