Unclaimed
John Fallon has over 20 years of experience in the financial services industry. John is currently a registered representative with Deutsche Bank Securities Inc. John has experience with securities, and has worked at DB ALEX. BROWN LLC in the past. John holds Series 63, 24, 7 and SIE licenses. John's current registrations include New York, and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
03/16/2000 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
MD
12/24/1997 - 03/22/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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