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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Engfer is a financial advisor based in SAN JUAN, PR. John has been working in the financial industry since 1994 and is currently registered with UBS Financial Services Inc. John has also worked for UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO and Salomon Smith Barney Inc. John holds a Series 7, Series 63, and Series 65 license. John is a member of the Board of Directors for Pro Arte Musical and is also the proprietor of Yotala, LLC. John is available to assist clients with financial planning, portfolio management for businesses and individuals, and education seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/11/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
02/11/2000 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
NY
07/17/1996 - 02/17/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/24/1994 - 07/29/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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