Unclaimed
John Thomas Draper is a financial advisor with over 23 years of experience in the financial services industry. John is currently registered with Cambridge Investment Research Advisors, Inc. in New York. He is also registered with the state of New York as an investment advisor representative. Before joining Cambridge Investment Research, John worked as a financial advisor with Royal Alliance Associates, Inc. and PRUCO Securities Corporation. John offers financial planning services to individuals, businesses, and charitable organizations. John is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
04/09/2021 - Present
Cambridge Investment Research Advisors, Inc. (Pearl River NY)
NJ
12/19/2003 - 11/05/2019
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NJ
01/31/1997 - 01/07/2004
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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