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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dougherty is a registered representative and investment advisor representative with MML Investors Services, LLC. John is a registered representative in New Hampshire, Florida and Tennessee. John also has an active investment advisor registration in New Hampshire. John has been in the financial services industry since 2020. He has held previous positions with Steward Partners Investment Solutions, LLC and Raymond James Financial Services, Inc. John is a graduate of the Uniform Combined State Law Examination, the General Securities Representative Examination and the Securities Industry Essentials Examination. John specializes in assisting individuals, corporations, trusts, and other entities with their financial planning and investment needs. He is committed to providing his clients with personalized service and advice that meets their specific goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
09/06/2022 - Present
MML Investors Services, LLC (BEDFORD NH)
NH
05/27/2022 - 08/02/2022
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (PORTSMOUTH NH)
NH
01/18/2022 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
AZ
12/16/2020 - 01/21/2022
SECURIAN FINANCIAL SERVICES, INC. (Phoenix AZ)
BOTH
Issued 03/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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