Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dougherty is a financial advisor with over 15 years of experience in the financial services industry. John is a Registered Representative and Investment Advisor Representative, licensed in multiple states across the country. John is currently associated with Stratos Wealth Partners, Ltd., where he is a Financial Advisor. John is also associated with LPL Financial, a leading independent broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CT
12/13/2019 - Present
Stratos Wealth Partners, Ltd. (Darien CT)
CT
03/25/2017 - 12/17/2019
MML INVESTORS SERVICES, LLC (WESTPORT CT)
CT
11/03/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WESTPORT CT)
CT
11/03/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
IA
Issued 06/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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