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John Thomas Decosimo

Brown Associates, Inc.

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About John Thomas Decosimo

John Thomas Decosimo is a financial professional with over 15 years of experience in the industry. He is currently registered with Brown Associates, Inc. and DCF, LLC. John has a broad range of experience, having held positions at both firms. John holds several licenses and certifications, including Series 7, Series 24, Series 28, Series 63, Series 79TO, Series 99TO, and SIE. John is dedicated to providing his clients with sound financial advice.

Firm Information

John Decosimo is currently registered with Brown Associates, Inc.. Brown Associates, Inc. is a Corporation formed in August 1969. They are approved to operate in Alabama, California, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, and Texas. They also hold an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Decosimo’s Registration & Firm History

TN

08/04/2016 - Present

Brown Associates, Inc. (CHATTANOOGA TN)

TN

06/14/2007 - 11/03/2008

BROWN ASSOCIATES, INC. (CHATTANOOGA TN)

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Licenses & Designations

BC

Issued 07/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/16/2009

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 02/12/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas Decosimo.
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