Unclaimed
John Thomas Decosimo is a financial professional with over 15 years of experience in the industry. He is currently registered with Brown Associates, Inc. and DCF, LLC. John has a broad range of experience, having held positions at both firms. John holds several licenses and certifications, including Series 7, Series 24, Series 28, Series 63, Series 79TO, Series 99TO, and SIE. John is dedicated to providing his clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/04/2016 - Present
Brown Associates, Inc. (CHATTANOOGA TN)
TN
06/14/2007 - 11/03/2008
BROWN ASSOCIATES, INC. (CHATTANOOGA TN)
BC
Issued 07/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/16/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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