Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Cusate is a financial advisor with UBS Financial Services Inc. John has been in the financial services industry since 1988. John is registered with the state of New Jersey and Texas. John works in Warren, New Jersey, and is also registered in 47 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/16/2013 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
06/01/2009 - 09/04/2013
MORGAN STANLEY (MORRISTOWN NJ)
NJ
01/14/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
AZ
10/01/1997 - 12/31/1997
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
04/05/1994 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CT
12/18/1991 - 02/09/1994
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NJ
02/08/1988 - 05/02/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
01/01/1988 - 02/02/1988
BNL SECURITIES INC.
BOTH
Issued 06/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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