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John Thomas Curley

Citizens JMP Securities, LLC

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About John Thomas Curley

John Thomas Curley is a financial advisor with Citizens JMP Securities, LLC. John has been in the financial services industry since 1995. John has held previous roles at Macquarie Capital (USA) Inc., RBC Capital Markets, LLC, RBC Capital Markets Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Herzog, Heine, Geduld, LLC. John is registered in 18 states, including California, Connecticut, Florida, Illinois, Kentucky, Maine, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Vermont, and Wisconsin.

Firm Information

John Curley is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Curley’s Registration & Firm History

MA

11/04/2013 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

09/08/2011 - 08/30/2013

MACQUARIE CAPITAL (USA) INC. (BOSTON MA)

MA

02/29/2008 - 07/01/2011

RBC CAPITAL MARKETS, LLC (BOSTON MA)

MA

04/03/2006 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (BOSTON MA)

NY

03/18/2002 - 03/30/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/03/1995 - 10/24/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Thomas Curley.
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