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John Thomas Cortese

FHN Financial Securities Corp.

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About John Thomas Cortese

John Cortese has been in the financial services industry since 2008. He is currently registered with FHN Financial Securities Corp. John has extensive experience in the securities industry, including experience with AEGIS CAPITAL CORP. and CASIMIR CAPITAL L.P. He is a licensed Series 7, 24, 55, 57TO, and 63 representative. John's expertise and experience allow John to provide investment advice and guidance to John's clients. John is committed to providing clients with personalized financial planning services.

Firm Information

John Cortese is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cortese’s Registration & Firm History

NJ

11/23/2010 - Present

FHN Financial Securities Corp. (Morristown NJ)

NY

05/16/2008 - 07/01/2009

AEGIS CAPITAL CORP. (NEW YORK NY)

CT

01/01/2007 - 06/06/2008

CASIMIR CAPITAL L.P. (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/05/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas Cortese.
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