Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Cooper is a financial professional with over 30 years of experience in the industry. John is currently a registered representative of PNC Investments, where John has been registered since November 2009. Previously, John has worked for several other firms including NatCity Investments, Inc., Money Concepts Capital Corp, The O.N. Equity Sales Company, Edward Jones, and MML Investors Services, Inc. John holds the Series 7, Series 24, Series 63, and Series 66 licenses. John is registered with the state of Kentucky, Illinois, Indiana, Ohio, North Dakota, Tennessee, South Carolina, Delaware, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KY
11/13/2009 - Present
PNC Investments (LOUISVILLE KY)
KY
10/05/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
IN
01/10/2007 - 10/01/2007
MONEY CONCEPTS CAPITAL CORP (SELLERSBURG IN)
KY
05/31/2006 - 12/19/2006
THE O.N. EQUITY SALES COMPANY (LOUISVILLE KY)
KY
08/08/2003 - 04/19/2006
EDWARD JONES (LOUISVILLE KY)
MA
06/06/2003 - 09/23/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IL
03/23/1995 - 06/07/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
08/29/1994 - 12/14/1994
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
VA
05/10/1990 - 09/01/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
GA
04/18/1989 - 05/18/1990
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
04/18/1989 - 05/01/1989
FSC SECURITIES CORPORATION
BOTH
Issued 05/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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