Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Cates is a financial advisor with Lion Street Financial, LLC. John has over 9 years of experience in the financial services industry. He is a registered representative with FINRA and holds Series 7 and Series 66 licenses. John is also licensed to sell securities in Alaska, Florida, Michigan, Ohio and South Dakota. Previously, John worked at Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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OH
04/01/2020 - Present
Lion Street Financial, LLC (MAUMEE OH)
OH
12/10/2014 - 07/08/2019
CETERA INVESTMENT SERVICES LLC (DEFIANCE OH)
BOTH
Issued 01/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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