Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Carter is a financial advisor at Synovus Securities, Inc., with over 23 years of experience in the financial services industry. John has been registered with FINRA since 1996. John's expertise includes portfolio management for individuals and businesses, as well as financial planning. John is a Series 63, 65, 66, 7, and SIE licensed professional. John is committed to providing personalized financial advice and guidance to help his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/26/2018 - Present
Synovus Securities, Inc. (MACON GA)
GA
12/03/2013 - 06/19/2018
SUNTRUST INVESTMENT SERVICES, INC. (MACON GA)
MA
09/19/2001 - 11/05/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 01/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1996
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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