Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Buffa has been a registered investment advisor for over 20 years. John is currently registered with Hightower Advisors, LLC in White Plains, New York. John has a broad range of experience in the financial services industry, including working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. John has a strong track record of providing investment advice and financial planning services to his clients. John has held several key positions in the financial services industry, including Senior Vice President at Morgan Stanley. John is a highly motivated and experienced financial professional with a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (White Plains NY)
NJ
06/01/2009 - 01/31/2017
MORGAN STANLEY (PARAMUS NJ)
NJ
02/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
08/26/1998 - 03/13/2008
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
IA
Issued 09/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Buffa is the right advisor for you? Invested Better is here to help.
