Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Bradley jr has been a registered representative in the financial services industry since 1985. John is currently registered with Charles Schwab & CO., Inc. in Texas. John's prior experience includes roles with TD Ameritrade, Inc., National Investor Services Corp., and TD Waterhouse Capital Markets, Inc. He is a Series 7, 9, 10, 24, 53, 63, 66 and 99TO licensed professional. John has been a licensed advisor for 38 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/25/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
10/09/2020 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NJ
09/04/1986 - 10/02/2017
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
11/04/2002 - 08/02/2007
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NE
11/05/2002 - 10/13/2004
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NA
11/19/1985 - 09/08/1986
ROBERT W. BAIRD & CO. INCORPORATED
NA
01/13/1986 - 09/04/1986
NML EQUITY SERVICES, INC.
BOTH
Issued 03/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/10/1995
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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