Unclaimed
John Thomas Biggs is a registered representative with Focus Strategies Merchant Banking, LLC. John has been in the industry since August 6, 2014. John holds Series 7, 62, 63, and 79 securities licenses and the SIE exam. John is currently registered in Texas. Previously, John worked at Deloitte & Touche Corporate Finance LLC from September 13, 2001 to February 14, 2003 in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/08/2016 - Present
Focus Strategies Merchant Banking, LLC (Austin TX)
IL
09/13/2001 - 02/14/2003
DELOITTE & TOUCHE CORPORATE FINANCE LLC (CHICAGO IL)
BC
Issued 12/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/08/2016
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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