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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Baxa is a financial advisor registered with LPL Financial LLC and has been in the industry since 1987. John has a variety of designations, including Certified Financial Planner. John is licensed in several states and has a strong track record of working with clients, including high-net-worth individuals, corporations, and charitable organizations. John's approach to financial planning is tailored to the individual needs of each client, taking into account their financial goals and risk tolerance. John is committed to providing his clients with personalized, comprehensive financial advice, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/01/2025 - Present
LPL Financial LLC (NAPLES FL)
MA
06/06/2006 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
IL
10/15/1999 - 06/08/2006
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
OH
11/25/1987 - 10/15/1999
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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