Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas is a financial professional with experience in the financial industry. John is currently registered with Wells Fargo Securities, LLC and holds Series 6, SIE and Series 99TO licenses. John has previously been registered with Mutual of America Life Insurance Company. John has been in the financial services industry for 5 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/15/2020 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/16/2017 - 01/06/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TARRYTOWN NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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