Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Theodore Surgant is an investment advisor representative and investment advisor representative with Stifel, Nicolaus & Company, Inc.. John is registered in 48 states and the District of Columbia. John has been in the financial industry since 2019. John provides a variety of financial advisory services including financial planning, pension consulting and portfolio management for individuals and businesses. John specializes in helping clients with a wide range of financial needs, such as retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/07/2020 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
BOTH
Issued 12/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Surgant is the right advisor for you? Invested Better is here to help.
