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John Theodore Rochford

Tocqueville Asset Management LP

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About John Theodore Rochford

John Theodore Rochford is an investment advisor representative with Tocqueville Asset Management LP. John has been in the industry since 2002 and has experience with J.P. MORGAN SECURITIES INC. and CHASE INVESTMENT SERVICES CORP. John holds a Series 7 and Series 66 license. John specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. John is also a registered investment advisor in New York.

Firm Information

John Rochford is currently registered with Tocqueville Asset Management LP. Tocqueville Asset Management LP is an investment advisor registered with the SEC and headquartered in New York, NY. The firm manages a range of investment portfolios for individuals, families, foundations, endowments, and institutions. Tocqueville Asset Management LP offers financial planning, portfolio management, and selection of other advisors.
Tocqueville Asset Management LP

40 WEST 57TH STREET

NEW YORK, NY 10019

$8.87B

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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John Rochford’s Registration & Firm History

NY

08/12/2021 - Present

Tocqueville Asset Management LP (NEW YORK NY)

NY

11/08/2006 - 02/20/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/02/2004 - 11/28/2006

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

12/10/2002 - 02/26/2003

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Theodore Rochford.
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