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John Theodore Ikeda

UBS Securities LLC

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About John Theodore Ikeda

John Theodore Ikeda is an active broker with UBS Securities LLC and UBS Financial Services Inc.. John has been in the industry since June 6, 2001 and has held previous positions at Goldman Sachs & Co. LLC, Barclays Capital Inc., J.P. Morgan Securities Inc. and Robertson Stephens, Inc.. John is a Series 16 licensed professional and holds a supervisory analyst designation.

Firm Information

John Ikeda is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Ikeda’s Registration & Firm History

NY

08/20/2021 - Present

UBS Securities LLC (NEW YORK NY)

NY

05/21/2013 - 01/28/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

08/18/2009 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

CA

10/01/2008 - 02/03/2009

J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

08/08/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

10/26/1999 - 04/20/2001

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/22/1999

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Theodore Ikeda.
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