Unclaimed
John Theodore Ikeda is an active broker with UBS Securities LLC and UBS Financial Services Inc.. John has been in the industry since June 6, 2001 and has held previous positions at Goldman Sachs & Co. LLC, Barclays Capital Inc., J.P. Morgan Securities Inc. and Robertson Stephens, Inc.. John is a Series 16 licensed professional and holds a supervisory analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2021 - Present
UBS Securities LLC (NEW YORK NY)
NY
05/21/2013 - 01/28/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
08/18/2009 - 02/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
CA
10/01/2008 - 02/03/2009
J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
08/08/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
10/26/1999 - 04/20/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 10/22/1999
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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