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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Theodore Fitzpatrick is a financial advisor with over 30 years of experience in the financial industry. John is currently registered with UBS Financial Services Inc. in Atlanta, GA. Previously, John was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, Rotan Mosle Inc., Smith Barney, Harris Upham & Co., Incorporated, and Moseley Securities Corporation. John is also a Series 63, Series 65, and Series 7 licensed representative. John specializes in financial planning, portfolio management for businesses and individuals, selection of other advisors, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
11/05/2004 - Present
UBS Financial Services Inc. (ATLANTA GA)
NY
01/07/1997 - 11/08/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/01/1991 - 12/20/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/10/1989 - 01/01/1991
ROTAN MOSLE INC.
NY
11/17/1987 - 10/18/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
11/17/1986 - 11/25/1987
OPPENHEIMER & CO., INC.
NA
01/21/1986 - 12/01/1986
MOSELEY SECURITIES CORPORATION
IA
Issued 04/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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