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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn T Souther is a registered representative with Morgan Stanley and has been in the industry since 2002. John has held previous positions with Citigroup Global Markets Inc. and Morgan Stanley DW Inc.. John has passed the SIE, Series 3, Series 31 and Series 7 exams as well as the Uniform Combined State Law Examination. John is currently registered with the Financial Industry Regulatory Authority (FINRA), and is also registered in 38 states. John is affiliated with the Hanover, NH branch of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NH
01/12/2024 - Present
Wealthpenn.comllc (Hanover NH)
NH
09/13/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LEBANON NH)
NY
12/04/2002 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/11/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/3/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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