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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn T. Smith is a financial advisor with Fidelity Personal And Workplace Advisors. John has been in the financial services industry since 2001. He is licensed to provide financial advice in Texas and Washington. He is a licensed financial advisor with experience in portfolio management, financial planning, and selection of other advisors. John has a strong understanding of the financial needs of individuals, businesses, and pension plans. He is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/28/2023 - Present
Fidelity Personal AND Workplace Advisors (SEATTLE WA)
GA
01/25/2013 - 05/23/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
AZ
01/15/2010 - 01/24/2013
MORGAN STANLEY (SCOTTSDALE AZ)
CA
05/09/2008 - 01/19/2010
WELLS FARGO ADVISORS, LLC (WESTLAKE VILLAGE CA)
CA
04/11/2001 - 05/21/2008
UBS FINANCIAL SERVICES INC. (WESTLAKE VILLAGE CA)
BOTH
Issued 05/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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