Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Smallwood is a financial advisor with over 15 years of experience in the financial services industry. John is a Certified Financial Planner™ professional. John has been with J.P. Morgan Securities LLC since 2012 and is registered to provide investment advice in the states of Illinois and Texas. Prior to joining J.P. Morgan, John worked with Fidelity Brokerage Services LLC, U.S. Bancorp Investments, Inc., and Fifth Third Securities, Inc. John is dedicated to providing clients with comprehensive financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
03/29/2024 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
10/29/2020 - 03/08/2024
FIDELITY BROKERAGE SERVICES LLC (ORLAND PARK IL)
IL
09/11/2015 - 10/21/2020
U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)
IL
06/07/2013 - 09/13/2013
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
IL
10/01/2012 - 02/28/2013
J.P. MORGAN SECURITIES LLC (ELMHURST IL)
IL
12/13/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ELMHURST IL)
NJ
09/12/2005 - 11/16/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 02/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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